Whale Shark Financial LLC
Firm details
- Headquarters
- ,
- CRD number
- 289002
- Website
- www.whalesharkfinancial.com
- Custodians
- PERSHING LLC, INTERACTIVE BROKERS LLC, SHAREHOLDERS SERVICE GROUP, LLC, ALTRUIST FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI57.47%
- Individuals42.53%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Whale Shark Financial LLC is a small, independent registered investment adviser focused on individuals and families, with services centered on financial planning and portfolio management for individuals and small businesses. The firm operates as an owner-run LLC and charges a mix of percentage-of-AUM, hourly, and fixed fees. Its stated investment posture is equity-oriented: the majority of client capital is held in exchange-traded equities and managed through discretionary accounts. Whale Shark Financial does not position itself as an ESG investor, is not a multi-state adviser, and does not describe itself as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities84%
- Cash & Cash Equivalents6%
- Sovereign Bonds5%
- Public Funds/Mutual Funds3%
- State & Local Bonds2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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