Whale Rock Capital Management

RIASEC RegisteredEst. 2010
Total AUM
$13B
Discretionary
$13B
100% of AUM
Avg account
$683M
Accounts
19
Employees
31
Advisory reps
5

Firm details

Headquarters
Boston, Massachusetts
CRD number
140746
Registered since
June 9, 2010
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Whale Rock Capital Management is a hedge fund organized as an LLC that primarily serves institutional clients. It operates as an active manager rather than a capital allocator, charging both a percentage-of-assets fee and performance-based compensation. The firm performs commodity pool operator/commodity trading advisor (CPO/CTA) activities and manages pooled investment vehicles. Whale Rock identifies as an active ESG investor and is not registered as a multi-state adviser. The firm acts in multiple operational roles related to pooled vehicles, including sponsor, general partner, or managing member. Its business model centers on active portfolio management for its funds rather than third-party capital allocation.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Robert Finneran

    Robert Finneran

    Chief Financial OfficerCRD 6118474

  • Kendell Benz

    Kendell Benz

    Chief Compliance OfficerCRD 7245295

  • Kristy Kennedy

    Kristy Kennedy

    Chief Operating OfficerCRD 4679720

Contacts

2 of 2
  • Alexander Sacerdote

    Alexander Sacerdote

    Owner, Portfolio ManagerCRD 2531715

  • James Houghtlin

    General CounselCRD 4201380

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Boston, MA

Suffolk

Location

Boston, MA

Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Suffolk
Address
2 International Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth