Appleton Partners, Inc.

RIASEC RegisteredEst. 1987

Total AUM

$12.6B

Discretionary

$12.6B

100% of AUM

Avg account

$1.8M

Accounts

7,106

Employees

Advisory reps

Firm details

Headquarters: Boston, Massachusetts
CRD number: 110049
Registered since: February 10, 1987
Website: www.appletonpartners.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM
Client types: Other81.63%
HNWI14.66%
Individuals2.85%
Charitable Organizations0.63%
Corporations / Businesses0.22%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Appleton Partners, Inc. is an independent registered investment adviser that has been SEC-registered since 1987 and operates as a corporation. The firm manages assets for both individual and family clients as well as institutional accounts, and it functions as a capital allocator that selects external managers in addition to managing portfolios directly. Core services include financial planning, portfolio management for individuals, small businesses and institutions, manager selection, and investor education through periodicals and seminars. Appleton reports using a percentage-of-AUM fee model and identifies itself as an active ESG investor with a preference toward fixed-income strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

State & Local Bonds76%
Exchange Traded Equities8%
Investment Grade Corp Bonds7%
Public Funds/Mutual Funds4%
Cash & Cash Equivalents2%

Owners & executives

3 of 4

Michael Howard
Chief Compliance OfficerCRD 7364570
Michele Hubley
Senior Vice President Chief Compliance Officer, Treasurer, and DirectorCRD 4349812
Robert Krantz
Chief Operating OfficerCRD 1398010