Westwood Wealth Management

RIASEC Registered
Total AUM
$300M
Discretionary
$300M
100% of AUM
Avg account
$2.1M
Accounts
143
Employees
3
Advisory reps
2

Firm details

Headquarters
Los Angeles, California
CRD number
290658
Registered since
July 1, 2021
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM
Client types
  • HNWI86.13%
  • Individuals7.75%
  • Pension & Profit Sharing Plans6.12%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Westwood Wealth Management is a corporation that operates as a hedge fund and registered investment adviser. The firm is SEC-registered (registered in 2021) and serves both individual/family and institutional clients. Its advisory work covers discretionary portfolio management for individuals and small businesses as well as management of pooled investment vehicles. Ownership is listed as individual and the business charges fees as a percentage of assets under management. Westwood is not identified as an active ESG investor or a multi-state adviser, and it is not described as a separate capital allocator; the firm also acts as sponsor, general partner and managing member for pooled vehicles it manages.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 78%, Public Funds/Mutual Funds 15%, Cash & Cash Equivalents 4%, US Government Bonds 1%, State & Local Bonds 1%, Private Funds 1%78%
  • Exchange Traded Equities78%
  • Public Funds/Mutual Funds15%
  • Cash & Cash Equivalents4%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 12

Active vs passive

$76.3M in ETFs

Passive

99%

$75.7M

Active

1%

$610K

ETFProviderStyleCategoryValueShares% of portfolio
DIREXION DAILY SEMICONDUCTOR BULL 3X ETF (SOXL)DirexionPassiveTrading Leveraged Equity$26.4M178,46534.60%

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
11150 Santa Monica Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth