WESTCHESTER CAPITAL MANAGEMENT INC

RIASEC RegisteredEst. 1986
Total AUM
$556M
Discretionary
$556M
100% of AUM
Avg account
$847K
Accounts
657
Employees
7
Advisory reps
3

Firm details

Headquarters
OMAHA, Nebraska
CRD number
110961
Registered since
December 19, 1986
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI78.52%
  • Individuals11.68%
  • Corporations / Businesses5.44%
  • Pension & Profit Sharing Plans4.3%
  • Charitable Organizations0.05%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Westchester Capital Management Inc is a privately owned SEC-registered advisory corporation that has been operating since 1986. The firm manages portfolios for both individual and family clients as well as institutional and business clients, billing on a percentage-of-assets-under-management basis. Its core advisory services are portfolio management for individuals and small businesses and separate account management for organizations. The firm is not identified as an active ESG investor, does not present itself as a multi-state adviser, and is not positioned as a pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 84%, Cash & Cash Equivalents 13%, US Government Bonds 1%, State & Local Bonds 1%, Public Funds/Mutual Funds 1%84%
  • Exchange Traded Equities84%
  • Cash & Cash Equivalents13%
  • US Government Bonds1%
  • State & Local Bonds1%
  • Public Funds/Mutual Funds1%

Owners & executives

2 of 2
  • CINDY CHRISTENSEN

    President, CEOCRD 2585833

  • DONNA ERICKSON-NELSON

    Executive Vice President & Chief Operating OfficerCRD 2992112

Contacts

1 of 1
  • Maximilian Vogt

    Vice President, ResearchCRD 6738214

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 6

Active vs passive

$3M in ETFs

Passive

100%

$3M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$1.9M2,89663.50%

Location

Primary office

OMAHA, NE

DOUGLAS

Location

OMAHA, NE

Headquartered in OMAHA, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.

Metro area
Omaha-Council Bluffs-Fremont, NE-IA
Region
Midwest
County
DOUGLAS
Address
801 N 96th St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth