Sequent Planning, LLC
Firm details
- Headquarters
- Omaha, Nebraska
- CRD number
- 160381
- Registered since
- September 10, 2018
- Website
- www.sequentplanning.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals86.28%
- HNWI13.72%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Sequent Planning, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2018. The firm focuses on serving individuals and families and acts as a capital allocator, combining financial planning with portfolio management for individuals and small businesses. Its service mix includes fee structures by percentage of AUM, hourly billing, and fixed fees. Sequent also provides pension consulting support, selects third‑party advisers on clients’ behalf, and produces written commentary and educational seminars for clients. The firm does not position itself as an ESG investor. Its advisory offerings emphasize personalized planning and manager selection rather than a single proprietary investment strategy.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds80%
- Exchange Traded Equities12%
- Cash & Cash Equivalents4%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
3 of 5
Andrea Butler
Chief Compliance OfficerCRD 5065433
Nathaniel Facarazzo
Chief Executive OfficerCRD 4727297
Roger Malcolm
President, CEOCRD 3002268
Contacts
3 of 93
Chelsea Kiehler
Vice PresidentCRD 5711646
Omar Baadarani
Financial AdvisorCRD 5749488
Michael Ohlemacher
Investment Adviser RepresentativeCRD 5759091
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 475Active vs passive
$813M in ETFs
72%
$584M
24%
$228M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE US AGGREGATE BOND ETF (AGG) | BlackRock | Passive | Intermediate Core Bond | $31M | 313,224 | 3.82% |
Location
Omaha, NE
Douglas
Location
Omaha, NE
Headquartered in Omaha, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.
- Metro area
- Omaha-Council Bluffs-Fremont, NE-IA
- Region
- Midwest
- County
- Douglas
- Address
- 8807 Indian Hills Dr
- Time zone
- CT (UTC-6)
- Office locations
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