Sequent Planning, LLC
Firm details
- Headquarters
- Omaha, Nebraska
- CRD number
- 160381
- Registered since
- September 10, 2018
- Website
- www.sequentplanning.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals86.28%
- HNWI13.72%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Sequent Planning, LLC is an independent registered investment adviser that began SEC registration in 2018 and operates as a limited liability company. The firm serves individuals and families, offering financial planning, portfolio management for individuals and small businesses, pension consulting support, manager selection, newsletters and educational seminars. It identifies as a capital allocator, which suggests it sources and places client capital with third-party managers in addition to managing public-market portfolios. The firm charges clients via a mix of percentage-of-AUM fees plus hourly and fixed-fee arrangements, allowing flexibility across planning and investment engagements. Sequent is not identified as an active ESG investor in its snapshot information.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds80%
- Exchange Traded Equities12%
- Cash & Cash Equivalents4%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
3 of 5Dennis Zaderaka
Chief Compliance OfficerCRD 706589
Andrea Butler
Chief Compliance OfficerCRD 5065433
Roger Malcolm
President, CEOCRD 3002268
Contacts
3 of 91David Swiderski
Registered RepresentativeCRD 4167812
Daniel Zeiger
Investment Advisor RepresentativeCRD 4434418
Jerry Johnson
Investment Advisor RepresentativeCRD 1123678
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 272Active vs passive
$512M in ETFs
63%
$323M
31%
$189M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE US AGGREGATE BOND ETF (AGG) | BlackRock | Passive | Intermediate Core Bond | $31M | 313,224 | 6.06% |
Location
Omaha, NE
Douglas
Location
Omaha, NE
Headquartered in Omaha, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.
- Metro area
- Omaha-Council Bluffs-Fremont, NE-IA
- Region
- Midwest
- County
- Douglas
- Address
- 8420 W Dodge Rd
- Time zone
- CT (UTC-6)
- Office locations
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