Wellment Financial

RIASEC Registered
Total AUM
$313M
Discretionary
$313M
100% of AUM
Avg account
$247K
Accounts
1,266
Employees
21
Advisory reps
11

Firm details

Headquarters
Elmhurst, Illinois
CRD number
166746
Registered since
September 7, 2021
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI56.4%
  • Individuals43.6%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Wellment Financial is an independent, corporately organized registered investment adviser that focuses on individual and family clients. The firm is SEC-registered (registration year 2021) and describes itself as a capital allocator that combines financial planning, discretionary portfolio management for individuals and small businesses, and manager selection services. Its billing options include percentage-of-AUM fees alongside hourly and fixed-fee arrangements. The firm does not position itself as an ESG-focused investor and reports affiliations with accounting and insurance professionals.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 51%, Exchange Traded Equities 45%, Cash & Cash Equivalents 4%51%
  • Public Funds/Mutual Funds51%
  • Exchange Traded Equities45%
  • Cash & Cash Equivalents4%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 31

Active vs passive

$85.3M in ETFs

Passive

2%

$1.6M

Active

70%

$83.7M

ETFProviderStyleCategoryValueShares% of portfolio
ALLIANZIM US EQUITY BUFFER20 MAY ETF (MAYW)ActiveOptions Trading$9.8M276,33011.51%

Location

Primary office

Elmhurst, IL

Du Page

Location

Elmhurst, IL

Headquartered in Elmhurst, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Du Page
Address
444 N York St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth