SAWYER FALDUTO ASSET MANAGEMENT, LLC
Firm details
- Headquarters
- ELMHURST, Illinois
- CRD number
- 145026
- Registered since
- September 13, 2007
- Website
- www.sawyerfalduto.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- State / Municipal Government76.14%
- HNWI13.8%
- Individuals7.02%
- Pension & Profit Sharing Plans1.36%
- Other0.98%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Sawyer Falduto Asset Management, LLC is a privately owned investment advisory firm organized as an LLC and registered with the SEC since 2007. The firm serves both individual and family clients as well as institutional and business accounts, providing discretionary portfolio management for individuals/small businesses and for businesses or institutions. Its fees include a mix of assets-under-management percentage fees and fixed fees. Sawyer Falduto identifies as an active ESG investor and operates under an owner-type categorized as an individual owner.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- US Government Bonds43%
- Cash & Cash Equivalents21%
- Public Funds/Mutual Funds16%
- Other15%
- State & Local Bonds3%
Owners & executives
1 of 1Edward Lavin
Chief Investment OfficerCRD 7012067
Contacts
3 of 3JACOB WALTERS
Investment AnalystCRD 6501521
THOMAS SAWYER
Co-Founder & CCOCRD 5408324
JOHN FALDUTO
Co-FounderCRD 5408379
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 67Active vs passive
$105M in ETFs
99%
$104M
1%
$1.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD LARGE-CAP INDEX FUND (VV) | Vanguard | Passive | Large Blend | $25.8M | 86,382 | 24.54% |
Location
ELMHURST, IL
DU PAGE
Location
ELMHURST, IL
Headquartered in ELMHURST, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- DU PAGE
- Address
- 589 S York St
- Time zone
- CT (UTC-6)
- Office locations
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