Sawyer Falduto Asset Management, LLC
Firm details
- Headquarters
- Elmhurst, Illinois
- CRD number
- 145026
- Registered since
- September 13, 2007
- Website
- www.sawyerfalduto.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- State / Municipal Government76.14%
- HNWI13.8%
- Individuals7.02%
- Pension & Profit Sharing Plans1.36%
- Other0.98%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Sawyer Falduto Asset Management, LLC is an independent, individually owned registered investment adviser that has been SEC registered since 2007. The firm provides portfolio management for individuals, small businesses, and institutional clients and charges clients via percentage-of-AUM and fixed-fee arrangements. Its client base includes both individual/family and institutional relationships. The firm reports an ESG investing approach and is not structured as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- US Government Bonds43%
- Cash & Cash Equivalents21%
- Public Funds/Mutual Funds16%
- Other15%
- State & Local Bonds3%
Owners & executives
1 of 1
Edward Lavin
Chief Investment OfficerCRD 7012067
Contacts
3 of 3
Thomas Sawyer
Co-Founder & CCOCRD 5408324
John Falduto
Co-FounderCRD 5408379
Jacob Walters
Investment AnalystCRD 6501521
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 68Active vs passive
$121M in ETFs
99%
$120M
1%
$1.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD LARGE-CAP INDEX FUND (VV) | Vanguard | Passive | Large Blend | $29.8M | 86,648 | 24.60% |
Location
Elmhurst, IL
Du Page
Location
Elmhurst, IL
Headquartered in Elmhurst, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Du Page
- Address
- 589 S York St
- Time zone
- CT (UTC-6)
- Office locations
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