Sawyer Falduto Asset Management, LLC
Firm details
- Headquarters
- Elmhurst, Illinois
- CRD number
- 145026
- Registered since
- September 13, 2007
- Website
- www.sawyerfalduto.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- State / Municipal Government76.14%
- HNWI13.8%
- Individuals7.02%
- Pension & Profit Sharing Plans1.36%
- Other0.98%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Sawyer Falduto Asset Management, LLC is an independent, individual-owned registered investment adviser that began SEC registration in 2007. The firm provides portfolio management to both individuals/families and to institutional or business clients. Its fees are charged as a percentage of assets under management and via fixed-fee arrangements. The adviser identifies as an active ESG investor and does not function as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- US Government Bonds43%
- Cash & Cash Equivalents21%
- Public Funds/Mutual Funds16%
- Other15%
- State & Local Bonds3%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 83Active vs passive
$123M in ETFs
99%
$123M
1%
$864K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD MORNINGSTAR LARGE-CAP INDEX FUND (VV) | Vanguard | Passive | Large Blend | $30.7M | 87,275 | 24.88% |
Location
Elmhurst, IL
Du Page
Location
Elmhurst, IL
Headquartered in Elmhurst, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Du Page
- Address
- 589 S York St
- Time zone
- CT (UTC-6)
- Office locations
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