Wellington Management Hong Kong Limited

RIASEC RegisteredEst. 2013

Total AUM

$14.2B

Discretionary

$12B

85% of AUM

Avg account

$289M

Accounts

Employees

105

Advisory reps

Firm details

Headquarters: Central Hong Kong,
CRD number: 165208
Registered since: January 2, 2013
Website: www.wellington.com
Custodians: STATE STREET BANK AND TRUST COMPANY, J.P. MORGAN SECURITIES INC., THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Sovereign Wealth Funds32.06%
Other Investment Advisers28.13%
Pooled Investment Vehicles26.39%
Pension & Profit Sharing Plans6.96%
Insurance Companies5.17%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Wellington Management Hong Kong Limited operates as a Hong Kong-based investment firm that is classified as a hedge fund and registered with the SEC in 2013. The entity is described as foreign-owned with individual ownership elements and conducts both advisory and broker-dealer activities; it also has CPO/CTA responsibilities. Its client base is primarily institutional, and its advisory scope covers portfolio management for pooled vehicles, businesses and institutions, as well as for individuals and small businesses. The firm charges a mix of percentage-of-AUM, fixed, and performance-based fees and is identified as an active ESG investor.