Wellington Management Hong Kong Limited

RIASEC RegisteredEst. 2013

Total AUM

$14.2B

Discretionary

$12B

85% of AUM

Avg account

$289M

Accounts

Employees

105

Advisory reps

Firm details

Headquarters: Central Hong Kong,
CRD number: 165208
Registered since: January 2, 2013
Website: www.wellington.com
Custodians: STATE STREET BANK AND TRUST COMPANY, J.P. MORGAN SECURITIES INC., THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Sovereign Wealth Funds32.06%
Other Investment Advisers28.13%
Pooled Investment Vehicles26.39%
Pension & Profit Sharing Plans6.96%
Insurance Companies5.17%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Wellington Management Hong Kong Limited operates as a Hong Kong-based institutional manager and hedge-fund-classified adviser with a registration in 2013. The firm serves mainly institutional clients, offering portfolio management across separate accounts, pooled vehicles and business/institutional mandates. It combines public market investing—with a clear tilt toward listed equities—with hedge-fund-style strategies and private fund sponsorship. The firm is active on ESG issues, deploys a mix of fee structures (assets-based, fixed and performance-linked), and conducts broker-dealer and CPO/CTA activities that support trading, derivatives and managed-vehicle operations. Investment activity skews toward exchange-traded instruments for core exposures and liquidity management, while alternatives and private funds are used to expand return sources and manage risk. The firm’s structure and custody relationships indicate it runs multi-billion dollar institutional portfolios but on a relatively concentrated client base.