Aptus Capital Advisors, LLC

RIASEC Registered
Total AUM
$14.1B
Discretionary
$12.8B
90% of AUM
Avg account
$1.1M
Accounts
12,707
Employees
40
Advisory reps
22

Firm details

Headquarters
Fairhope, Alabama
CRD number
167626
Registered since
May 16, 2016
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI54.84%
  • Investment Companies24.23%
  • Individuals20.92%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Aptus Capital Advisors, LLC is an SEC-registered institutional RIA formed in 2016 that serves both individual & family clients and institutional investors. The firm operates as an LLC and reports business activities that include commodity pool operator/commodity trading advisor (CPO/CTA) work in addition to traditional advisory services. Its advisory menu lists financial planning and portfolio management for individuals, small businesses, and investment companies. Fee arrangements include percentage-of-AUM schedules as well as fixed-fee engagements. The firm is not listed as an active ESG investor and is not designated as a multi-state adviser in the snapshot data provided.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 69%, Exchange Traded Equities 21%, Cash & Cash Equivalents 6%, Investment Grade Corp Bonds 2%, US Government Bonds 1%, Other 1%69%
  • Public Funds/Mutual Funds69%
  • Exchange Traded Equities21%
  • Cash & Cash Equivalents6%
  • Investment Grade Corp Bonds2%
  • US Government Bonds1%

Owners & executives

2 of 2
  • John Gardner

    John Gardner

    Founder and CIOCRD 5821010

  • Brett Wickmann

    Brett Wickmann

    Chief Compliance OfficerCRD 5167869

Contacts

3 of 20
  • James Yahoudy

    James Yahoudy

    Registered RepresentativeCRD 5800778

  • William Gardner

    William Gardner

    AdvisorCRD 7011229

  • Thomas Winkler

    Thomas Winkler

    Head Of WealthCRD 4850014

Unlock 17 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1,318

Active vs passive

$9.3B in ETFs

Passive

52%

$4.8B

Active

34%

$4.4B

ETFProviderStyleCategoryValueShares% of portfolio
APTUS COLLARED INVESTMENT OPPORTUNITY ETF (ACIO) Aptus Capital AdvisorsActiveOptions Trading$858M18,591,3619.26%

Location

Primary office

Fairhope, AL

Baldwin

Location

Fairhope, AL

Headquartered in Fairhope, AL, anchoring the Mobile-Daphne-Fairhope, AL metro in the South.

Metro area
Mobile-Daphne-Fairhope, AL
Region
South
County
Baldwin
Address
314 Magnolia Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth