Wellington Investment Advisors
Firm details
- Headquarters
- Bloomington, Indiana
- CRD number
- 283853
- Registered since
- June 23, 2021
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI56.82%
- Individuals43.03%
- Insurance Companies0.1%
- Corporations / Businesses0.03%
- Charitable Organizations0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Wellington Investment Advisors is an independent, privately owned registered investment adviser that registered with the SEC in 2021. The firm focuses on wealth management for individuals and families, operating on a fee model that blends percentage-of-AUM fees with fixed fees. Its advisory services include financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers. Wellington also functions as a registered representative of a broker‑dealer and as an insurance broker, reflecting a mix of investment and insurance solutions in its client offering. The firm describes itself as a capital allocator, deploying client capital across in‑house portfolios and external managers. Wellington does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities45%
- Public Funds/Mutual Funds39%
- Cash & Cash Equivalents7%
- Investment Grade Corp Bonds5%
- Other3%
Owners & executives
2 of 2
Paul Bullock
President and CEOCRD 1966948
Katrina Bullock
Chief Compliance OfficerCRD 7485248
Contacts
3 of 7
Douglas Ummel
Financial AdvisorCRD 3052458
Shawn Force
Financial AdvisorCRD 2187042
Harry Boesch
Financial AdvisorCRD 1339329
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 223Active vs passive
$133M in ETFs
95%
$126M
4%
$7.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PACER TRENDPILOT US LARGE CAP ETF (PTLC) | Passive | Large Blend | $32.1M | 537,970 | 24.13% |
Location
Bloomington, IN
Monroe
Location
Bloomington, IN
Headquartered in Bloomington, IN, anchoring the Bloomington-Bedford, IN metro in the Midwest.
- Metro area
- Bloomington-Bedford, IN
- Region
- Midwest
- County
- Monroe
- Address
- 121 E 6th St
- Time zone
- ET (UTC-5)
- Office locations
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