CFCI

RIASEC RegisteredEst. 2004
Total AUM
$596M
Discretionary
$596M
100% of AUM
Avg account
$550K
Accounts
1,083
Employees
22
Advisory reps
12

Firm details

Headquarters
BLOOMINGTON, Indiana
CRD number
128257
Registered since
March 4, 2004
Custodians
RAYMOND JAMES & ASSOCIATES, INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI56.65%
  • Individuals35.19%
  • Charitable Organizations8.17%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Cfci is a privately owned advisory firm that has been SEC-registered since 2004 and acts as a capital allocator for both individual/family and institutional clients. Its core advisory services include portfolio management for individuals, small businesses, and institutions, along with pension consulting and selection of external managers. The firm charges clients on a percentage-of-AUM basis and also uses hourly billing for some services. Cfci does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 52%, Public Funds/Mutual Funds 13%, Investment Grade Corp Bonds 12%, Non-Exchange Traded Equities 10%, Cash & Cash Equivalents 5%, State & Local Bonds 3%, US Government Bonds 2%, Other 2%, Non-Investment Grade Corp Bonds 1%52%
  • Exchange Traded Equities52%
  • Public Funds/Mutual Funds13%
  • Investment Grade Corp Bonds12%
  • Non-Exchange Traded Equities10%
  • Cash & Cash Equivalents5%

Contacts

3 of 12
  • Douglas Hughes

    Associate, Financial ConsultantCRD 4028855

  • DANIEL HAYS

    Director of OperationsCRD 4332513

  • JOSHUA NORRIS

    Insurance BrokerCRD 6569645

Unlock 9 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 113

Active vs passive

$116M in ETFs

Passive

70%

$80.9M

Active

24%

$34.7M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$7.9M13,7456.86%

Location

Primary office

BLOOMINGTON, IN

MONROE

Location

BLOOMINGTON, IN

Headquartered in BLOOMINGTON, IN, anchoring the Bloomington-Bedford, IN metro in the Midwest.

Metro area
Bloomington-Bedford, IN
Region
Midwest
County
MONROE
Address
674 S College Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth