Wealth Strategies Group

RIASEC RegisteredEst. 2023

Total AUM

$103M

Discretionary

$103M

100% of AUM

Avg account

$334K

Accounts

308

Employees

Advisory reps

Firm details

Headquarters: Newport Beach, California
CRD number: 326407
Registered since: August 2, 2023
Website: www.wealthstrategiesgroup.com
Custodians: INTERACTIVE BROKERS LLC, CHARLES SCHWAB & CO., INC., MUTUAL SECURITIES, INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI81.03%
Individuals15.67%
Corporations / Businesses3.3%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Wealth Strategies Group is a privately owned corporate RIA that appears to position itself as a practitioner of discretionary portfolio management for both individuals/families and institutional clients. The firm lists portfolio management for individuals/small businesses and for businesses or institutions among its advisory activities and serves a mixed client base of individual & family and institutional relationships. Fee arrangements include percentage-of-AUM charges alongside fixed fees and performance-based fees. The firm is SEC-registered as of 2023 and does not identify as an active ESG investor.