Lockerman Financial Group, Inc
Firm details
- Headquarters
- Newport Beach, California
- CRD number
- 316860
- Registered since
- November 8, 2021
- Website
- www.lockermanfinancial.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, PERSHING LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI86.66%
- Individuals13.34%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Lockerman Financial Group, Inc is an independent, corporation-structured registered investment adviser that focuses on individual and family clients. The firm is SEC registered (2021) and combines financial planning with discretionary portfolio management and the selection of third‑party advisers. It operates as a capital allocator, charging either a percentage of assets under management or fixed fees. Investment practice blends public fund exposures with private fund allocations; the firm identifies as an active ESG investor and maintains an industry affiliation with an insurance company. Services are positioned toward households and small-business owners rather than institutional pension consulting.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds62%
- Exchange Traded Equities28%
- Cash & Cash Equivalents5%
- State & Local Bonds2%
- Non-Exchange Traded Equities1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 105Active vs passive
$93.4M in ETFs
60%
$55.7M
30%
$37.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN BETABUILDERS US EQUITY ETF (BBUS) | JP Morgan | Passive | Large Blend | $4.4M | 31,650 | 4.66% |
Location
Newport Beach, CA
Orange
Location
Newport Beach, CA
Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 4695 Mac Arthur Ct
- Time zone
- PT (UTC-8)
- Office locations
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