Lockerman Financial Group, Inc
Firm details
- Headquarters
- Newport Beach, California
- CRD number
- 316860
- Registered since
- November 8, 2021
- Website
- www.lockermanfinancial.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, PERSHING LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI86.66%
- Individuals13.34%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Lockerman Financial Group, Inc is an independent registered investment adviser that serves individual and family clients with financial planning, portfolio management for individuals and small businesses, and selection of other advisers. The firm charges both percentage-of-AUM and fixed fees and identifies itself as a capital allocator — meaning it places client capital with external managers in addition to managing public-market portfolios. Lockerman reports being an active ESG investor and maintains an industry affiliation with an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds62%
- Exchange Traded Equities28%
- Cash & Cash Equivalents5%
- State & Local Bonds2%
- Non-Exchange Traded Equities1%
Contacts
1 of 1
Lisa Lockerman
Wealth AdvisorCRD 2209271
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 103Active vs passive
$85.4M in ETFs
60%
$51.2M
29%
$34.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $4.8M | 6,455 | 5.65% |
Location
Newport Beach, CA
Orange
Location
Newport Beach, CA
Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 4695 Mac Arthur Ct
- Time zone
- PT (UTC-8)
- Office locations
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