Wealth Management

RIASEC Registered

Total AUM

$3.7B

Discretionary

$3.7B

99% of AUM

Avg account

$781K

Accounts

4,751

Employees

Advisory reps

Firm details

Headquarters: Norfolk, Nebraska
CRD number: 137080
Registered since: February 17, 2006
Website: wealthmanagement.info
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Pension & Profit Sharing Plans53.01%
HNWI23.51%
Individuals22.9%
Charitable Organizations0.37%
Corporations / Businesses0.2%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Wealth Management is an independent registered investment adviser organized as an LLC and registered with the SEC in 2006. The firm serves both individual/family and institutional clients and bills through a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and investor education such as seminars and periodic publications. The firm does not identify as an active ESG investor and is not listed as a capital allocator; it also reports industry affiliations with other advisers, accountants, and insurance companies.