Wealth Management

RIASEC RegisteredEst. 2006

Total AUM

$3.7B

Discretionary

$3.7B

99% of AUM

Avg account

$781K

Accounts

4,751

Employees

Advisory reps

Firm details

Headquarters: Norfolk, Nebraska
CRD number: 137080
Registered since: February 17, 2006
Website: wealthmanagement.info
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Pension & Profit Sharing Plans53.01%
HNWI23.51%
Individuals22.9%
Charitable Organizations0.37%
Corporations / Businesses0.2%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

The firm is an independent registered investment adviser organized as a limited liability company and operating since 2006. It serves a mix of individual and family clients alongside institutional relationships, offering financial planning and portfolio management for individuals, small businesses and institutions, plus pension consulting, periodic publications and client education programs. Compensation is primarily percentage-of-AUM based, with the firm also charging hourly and fixed fees for certain services. The adviser does not market itself as an active ESG investor. Industry relationships include other investment advisers, accounting firms and insurance companies, reflecting a networked approach to client service and referrals rather than holding itself out as a dedicated capital allocator.