Watts Gwilliam & Company, LLC

RIASEC RegisteredEst. 2004

Total AUM

$1B

Discretionary

$1B

100% of AUM

Avg account

$854K

Accounts

1,208

Employees

Advisory reps

Firm details

Headquarters: Gilbert, Arizona
CRD number: 131458
Registered since: April 23, 2004
Website: wattsgwilliam.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI94.31%
Pension & Profit Sharing Plans2.9%
Pooled Investment Vehicles1.89%
Individuals0.78%
Charitable Organizations0.12%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Watts Gwilliam & Company, LLC is an independent registered investment adviser organized as an LLC and operating since 2004. The firm serves both individual and family clients as well as institutional accounts, and combines advisory services with insurance brokerage capabilities. Its advisory offering includes financial planning, portfolio management for individuals, small businesses and pooled vehicles, management for institutional/biz accounts, and selection of outside managers. Watts Gwilliam charges a mix of asset-based fees and fixed fees and identifies itself as a capital allocator rather than a pure wrap-only manager. The firm does not characterize itself as an active ESG investor and is not structured as a multi-state adviser.