SEROS WEALTH PARTNERS

RIASEC RegisteredEst. 2021

Total AUM

$359M

Discretionary

$359M

100% of AUM

Avg account

$342K

Accounts

1,049

Employees

Advisory reps

Firm details

Headquarters: GILBERT, Arizona
CRD number: 166808
Registered since: March 25, 2021
Website: www.serosfinancial.com
Custodians: AXOS CLEARING LLC, CHARLES SCHWAB & CO., INC., JACKSON NATIONAL LIFE DISTRIBUTORS LLC
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees
Client types: HNWI60.65%
Individuals34.33%
Pension & Profit Sharing Plans4.27%
Corporations / Businesses0.56%
Charitable Organizations0.2%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Seros Wealth Partners is an independent, SEC-registered registered investment adviser formed as an LLC and operating as a capital allocator for individuals, families and some institutional clients. The firm provides financial planning, portfolio management for individuals and small businesses, and manager selection services; it also acts as an insurance broker. Its fee model is flexible and includes percentage-of-AUM billing as well as hourly, subscription and fixed-fee arrangements. Seros reports that it is not an active ESG investor and is not set up as a multi-state or pension consulting adviser. The firm positions itself to combine discretionary portfolio management with third-party manager allocations, using outside specialists where appropriate. Seros was registered with the SEC in 2021 and is owned by domestic entities and individuals.