Waterway Wealth Management, L.L.C.
Firm details
- Headquarters
- The Woodlands, Texas
- CRD number
- 164975
- Registered since
- February 4, 2013
- Website
- waterwaywealth.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI95.01%
- Individuals4.87%
- Corporations / Businesses0.12%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Waterway Wealth Management, L.L.C. is an independent registered investment adviser organized as a limited liability company and operating since 2013. The firm is owner-run and positions itself as a capital allocator for both individual/family and institutional clients. Its advisory scope includes financial planning, portfolio management for individuals and small businesses, pension consulting services, and the selection of third‑party advisers. Waterway charges clients through a mix of percentage‑of‑AUM fees as well as hourly and fixed fees. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds57%
- Exchange Traded Equities36%
- State & Local Bonds2%
- Private Funds2%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1
John Roach
Chief Operating OfficerCRD 7242324
Contacts
3 of 6
Jessica Mccain
Registered AdviserCRD 6142435
Daniel Michalk
Founder & OwnerCRD 2579778
Ariel Jasso
Financial PlannerCRD 6614441
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 44Active vs passive
$395M in ETFs
73%
$290M
26%
$106M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| WISDOMTREE US LARGECAP DIVIDEND FUND (DLN) | Wisdom Tree | Passive | Large Value | $56.8M | 655,697 | 14.35% |
Location
The Woodlands, TX
Montgomery
Location
The Woodlands, TX
Headquartered in The Woodlands, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Montgomery
- Address
- 21 Waterway Ave
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Bellatore Financial, Inc.
RIAThe Woodlands, TX
CHJ Wealth Management
RIAThe Woodlands, TX
Endeavor Advisors, LLC
RIAThe Woodlands, TX
Qvidtvm Management LLC
RIAThe Woodlands, TX
The Sum
RIAThe Woodlands, TX
IAS Wealth Management, Inc.
RIAThe Woodlands, TX