WATERWAY CAPITAL LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
BOSTON, Massachusetts
CRD number
128212
Registered since
January 21, 2004

Firm profile

FINTRX

Overview

Waterway Capital LLC is organized as a limited liability company and is presented in databases as an investment bank rather than a traditional wealth manager or capital allocator. The firm has an SEC registration date of 2004 and is owned at the domestic/individual level. Available records indicate it does not identify as an active ESG investor, is not classified as a multi-state adviser, and does not list activities commonly associated with pension consulting or related-adviser networks. The public record for Waterway Capital LLC contains little detail about its advisory or client-facing investment activities. The firm’s classifications and the absence of disclosed advisory metrics suggest its primary business may emphasize investment-banking or non-asset-management services rather than managing retail or institutional advisory portfolios.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • ANA WARD

    Chief Compliance OfficerCRD 3274959

Contacts

3 of 10
  • THOMAS SARGENT

    PresidentCRD 1111329

  • SARAH DIORIO

    DirectorCRD 5458810

  • JOHN WEHLING

    Managing DirectorCRD 4586980

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

BOSTON, MA

SUFFOLK

Location

BOSTON, MA

Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
SUFFOLK
Address
699 Boylston St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth