Waterway Capital LLC
Firm details
- Headquarters
- Boston, Massachusetts
- CRD number
- 128212
- Registered since
- January 21, 2004
- Website
- www.waterwaycapllc.com
Firm profile
FINTRXOverview
Waterway Capital LLC is an SEC-registered limited liability company that has been on the SEC roll since 2004. The firm is classified in available filings as an investment bank and is owned by a mix of a domestic entity and an individual. Public records for the firm provide limited granularity about its client base, fee arrangements, or day-to-day advisory activities. Filings indicate Waterway Capital does not operate as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Ana Ward
Chief Compliance OfficerCRD 3274959
Contacts
3 of 10
Thomas Sargent
PresidentCRD 1111329
Sarah Diorio
DirectorCRD 5458810
John Wehling
Managing DirectorCRD 4586980
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Boston, MA
Suffolk
Location
Boston, MA
Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Suffolk
- Address
- 699 Boylston St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
AGC Partners
Broker-DealerBoston, MA
Shasta Partners, LLC
Broker-DealerBoston, MA
Wfs, LLC
Broker-DealerBoston, MA
Eaton Vance Distributors, Inc.
Broker-DealerBoston, MA
Brattle Advisors LLC
Broker-DealerBoston, MA
State Street Global Advisors Funds Distributors, LLC
Broker-DealerBoston, MA