WATERWAY CAPITAL LLC
Firm details
- Headquarters
- BOSTON, Massachusetts
- CRD number
- 128212
- Registered since
- January 21, 2004
- Website
- www.waterwaycapllc.com
Firm profile
FINTRXOverview
Waterway Capital LLC is organized as a limited liability company and is presented in databases as an investment bank rather than a traditional wealth manager or capital allocator. The firm has an SEC registration date of 2004 and is owned at the domestic/individual level. Available records indicate it does not identify as an active ESG investor, is not classified as a multi-state adviser, and does not list activities commonly associated with pension consulting or related-adviser networks. The public record for Waterway Capital LLC contains little detail about its advisory or client-facing investment activities. The firm’s classifications and the absence of disclosed advisory metrics suggest its primary business may emphasize investment-banking or non-asset-management services rather than managing retail or institutional advisory portfolios.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1ANA WARD
Chief Compliance OfficerCRD 3274959
Contacts
3 of 10THOMAS SARGENT
PresidentCRD 1111329
SARAH DIORIO
DirectorCRD 5458810
JOHN WEHLING
Managing DirectorCRD 4586980
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
BOSTON, MA
SUFFOLK
Location
BOSTON, MA
Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- SUFFOLK
- Address
- 699 Boylston St
- Time zone
- ET (UTC-5)
- Office locations
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