Wakefield Asset Management, Lllp

RIASEC Registered

Total AUM

$454M

Discretionary

$454M

100% of AUM

Avg account

$775K

Accounts

586

Employees

Advisory reps

Firm details

Headquarters: Englewood, Colorado
CRD number: 143720
Registered since: July 23, 2007
Website: www.wakefieldasset.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI58.76%
Corporations / Businesses28.42%
Individuals10.82%
Pension & Profit Sharing Plans1.85%
Charitable Organizations0.15%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Wakefield Asset Management, Lllp is an independent registered investment adviser that has been SEC-registered since 2007. The firm serves both individual and family clients as well as institutional and business accounts, and describes itself as a capital allocator. Its revenue model combines percentage-of-AUM fees with fixed fees. Advisory capabilities listed on regulatory filings include discretionary portfolio management for individuals/small businesses and for businesses or institutions, pension consulting services, and selection of other advisers. The firm does not identify as an active ESG investor.