Wakefield Asset Management, Lllp
Firm details
- Headquarters
- Englewood, Colorado
- CRD number
- 143720
- Registered since
- July 23, 2007
- Website
- www.wakefieldasset.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI58.76%
- Corporations / Businesses28.42%
- Individuals10.82%
- Pension & Profit Sharing Plans1.85%
- Charitable Organizations0.15%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Wakefield Asset Management, Lllp is an independent, SEC-registered advisory firm (registration year 2007) that serves both individual/family and institutional clients. The firm operates as a capital allocator and provides fee-based portfolio management (percentage of AUM and fixed-fee arrangements). Its advisory services include separate account portfolio management for individuals and small businesses, portfolio management for businesses and institutions, pension consulting, and the selection of third‑party advisers. Wakefield does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities79%
- US Government Bonds8%
- Public Funds/Mutual Funds8%
- Cash & Cash Equivalents3%
- State & Local Bonds2%
Contacts
3 of 4
Nicholas Gervasini
Director of FinanceCRD 7883265
Geoffrey Gervasini
PresidentCRD 2443483
Gregory Brittain
PartnerCRD 6438047
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 51Active vs passive
$133M in ETFs
85%
$113M
12%
$19.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES MSCI EAFE GROWTH ETF (EFG) | BlackRock | Passive | Foreign Large Growth | $19.5M | 157,105 | 14.71% |
Location
Englewood, CO
Arapahoe
Location
Englewood, CO
Headquartered in Englewood, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- Arapahoe
- Address
- 7887 E Belleview Ave
- Time zone
- MT (UTC-7)
- Office locations
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