A & I WEALTH MANAGEMENT

RIASEC RegisteredEst. 2009

Total AUM

$560M

Discretionary

$506M

90% of AUM

Avg account

$333K

Accounts

1,683

Employees

Advisory reps

Firm details

Headquarters: ENGLEWOOD, Colorado
CRD number: 148357
Registered since: January 5, 2009
Website: www.assetsandincome.com
Custodians: AXOS CLEARING LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI70.69%
Individuals28.63%
Pension & Profit Sharing Plans0.46%
Charitable Organizations0.22%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

A & I Wealth Management is an independent, SEC‑registered RIA that has operated since 2009. The firm serves individual and family clients and describes itself as a capital allocator — combining discretionary portfolio management, financial planning and selection of third‑party advisers. It also conducts broker‑dealer registered representative activity and operates as an insurance broker, which shapes how it implements insurance‑based solutions and annuity offerings into client plans. A & I Wealth Management reports an active ESG investing posture, and its fee model blends percentage‑of‑AUM billing with fixed fees. The firm’s advisory services cover portfolio management for individuals, small businesses and institutions, along with financial planning. As a capital allocator that selects other advisers, it commonly integrates external managers and pooled products alongside in‑house strategies.