A & I Wealth Management

RIASEC Registered

Total AUM

$560M

Discretionary

$506M

90% of AUM

Avg account

$333K

Accounts

1,683

Employees

Advisory reps

Firm details

Headquarters: Englewood, Colorado
CRD number: 148357
Registered since: January 5, 2009
Website: www.assetsandincome.com
Custodians: AXOS CLEARING LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI70.69%
Individuals28.63%
Pension & Profit Sharing Plans0.46%
Charitable Organizations0.22%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

A & I Wealth Management is an independent registered investment adviser organized as an LLC that functions as both a capital allocator and a fee-based wealth manager for individuals and families. The firm is SEC registered (initial registration in 2009) and reports ownership split across a domestic entity and individual owners. It operates with a mixed fee model (percentage of AUM and fixed fees) and provides services through both advisory and broker/insurance channels—its business activities include acting as a registered representative of a broker-dealer and as an insurance broker. Advisory capabilities cover financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for institutions or businesses, and the selection of outside advisers. The firm identifies as an active ESG investor, indicating ESG considerations are incorporated into its investment approach and manager selection.