A & I Wealth Management

RIASEC Registered

Total AUM

$560M

Discretionary

$506M

90% of AUM

Avg account

$333K

Accounts

1,683

Employees

Advisory reps

Firm details

Headquarters: Englewood, Colorado
CRD number: 148357
Registered since: January 5, 2009
Website: www.assetsandincome.com
Custodians: AXOS CLEARING LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI70.69%
Individuals28.63%
Pension & Profit Sharing Plans0.46%
Charitable Organizations0.22%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

A & I Wealth Management is an independent registered investment adviser structured as a limited liability company. The firm is SEC-registered (initial registration in 2009) and serves primarily individual and family clients. Its advisory mix includes financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selection of other advisers. The firm also operates as a registered representative of a broker‑dealer and as an insurance broker. Fee arrangements combine percentage‑of‑AUM billing with fixed fees. The firm identifies itself as a capital allocator and reports active ESG investing practices.