W.G. Nielsen & Co

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Denver, Colorado
CRD number
41093
Registered since
April 24, 1997

Firm profile

FINTRX

Overview

W.G. Nielsen & Co. is organized as a corporation and is classified in public records as an investment bank. The firm has been SEC-registered since 1997 and is privately owned by an individual. FINTRX data indicates the firm does not position itself as a capital allocator and is not identified as an active ESG investor. It is not listed as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser to another registered entity. The supplied attributes point to a firm that operates on the investment-banking side of financial services rather than as a traditional registered investment adviser managing client portfolios. Beyond the registry and classification details, the firm has not provided client-facing activity or product-level disclosures in the data set.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Teresa Crosier

    Teresa Crosier

    Chief Compliance OfficerCRD 1945912

Contacts

3 of 10
  • John Woodberry

    John Woodberry

    Managing DirectorCRD 2072683

  • Wayne Nielsen

    Wayne Nielsen

    President and Managing PartnerCRD 1945960

  • Michael Mazer

    Michael Mazer

    Managing DirectorCRD 4198822

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
3200 E Cherry Creek South Dr
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth