VIVALDI CAPITAL MANAGEMENT LP

RIASEC RegisteredEst. 2012

Total AUM

$5.6B

Discretionary

$2.4B

42% of AUM

Avg account

$572K

Accounts

9,855

Employees

Advisory reps

Firm details

Headquarters: CHICAGO, Illinois
CRD number: 160150
Registered since: February 13, 2012
Website: www.vivaldicap.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI80.21%
Individuals14.19%
Other Investment Advisers2.66%
Pension & Profit Sharing Plans2.4%
Pooled Investment Vehicles0.54%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Vivaldi Capital Management LP is an independent registered investment adviser organized as a limited partnership and active as a capital allocator to both high-net-worth individuals/families and institutional clients. Registered with the SEC since 2012, the firm provides portfolio management across individual, pooled and institutional mandates and offers financial planning, pension consulting, adviser selection and educational programs. It also acts in commodity pool/CTA capacities and sponsors or serves as GP/managing member of pooled investment vehicles. Fee arrangements include asset-based fees, fixed fees and performance-linked compensation. The firm has been recognized in industry rankings, appearing on the Financial Times’ Top 300 RIA Firms list in 2020.