Oasis Investment Strategies LLC

RIASEC RegisteredEst. 2010

Total AUM

$5.7B

Discretionary

$5.7B

100% of AUM

Avg account

$1.4B

Accounts

Employees

Advisory reps

Firm details

Headquarters: Chicago, Illinois
CRD number: 152957
Registered since: May 7, 2010
Website: www.rjoasis.com
Custodians: CHICAGO MERCANTILE EXCHANGE, BMO BANK, NA, BANK OF HOPE, ICE EUROPE, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, THE BANK OF NEW YORK MELLON, MERCHANTS BANK OF INDIANA, TRISTATE CAPITAL BANK, THE ICE, MINNEAPOLIS GRAIN EXCHANGE (MGEX), CHS, CITI PRIVATE BANK, DEUTSCHE BANK SECURITIES INC., ADM INVESTOR SERVICES INC., OCC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Corporations / Businesses99.69%
Pooled Investment Vehicles0.31%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Oasis Investment Strategies LLC is an SEC-registered institutional RIA formed as an LLC in 2010 that advises institutional clients and pooled vehicles. The firm bills on a percentage-of-AUM and fixed-fee basis and reports advisory activity focused on portfolio management for pooled investment vehicles and for businesses or institutions. FINTRX characterizes the firm as a domestic entity/individual-owned adviser rather than a capital allocator; it is not a multi-state or newly formed adviser, and it does not identify as an active ESG investor. The firm maintains industry relationships beyond pure advisory activity, with affiliations reported across broker-dealer, other investment adviser, futures commission merchant, and insurance company roles. That mix aligns with the firm’s focus on institutional mandates and exchange-cleared markets.