Oasis Investment Strategies LLC

RIASEC RegisteredEst. 2010

Total AUM

$5.7B

Discretionary

$5.7B

100% of AUM

Avg account

$1.4B

Accounts

Employees

Advisory reps

Firm details

Headquarters: Chicago, Illinois
CRD number: 152957
Registered since: May 7, 2010
Website: www.rjoasis.com
Custodians: CHICAGO MERCANTILE EXCHANGE, BMO BANK, NA, BANK OF HOPE, ICE EUROPE, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, THE BANK OF NEW YORK MELLON, MERCHANTS BANK OF INDIANA, TRISTATE CAPITAL BANK, THE ICE, MINNEAPOLIS GRAIN EXCHANGE (MGEX), CHS, CITI PRIVATE BANK, DEUTSCHE BANK SECURITIES INC., ADM INVESTOR SERVICES INC., OCC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Corporations / Businesses99.69%
Pooled Investment Vehicles0.31%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Oasis Investment Strategies LLC is a limited liability company that has been SEC-registered since 2010 and operates as an institutional registered investment adviser. The firm focuses on serving institutional clients and provides portfolio management for pooled investment vehicles as well as for businesses or other institutions. Its fee arrangements include both percentage-of-AUM and fixed-fee structures. Oasis does not identify as an active ESG investor, is not multi-state, and is not positioned as a capital allocator. Oasis maintains relationships and registrations beyond typical RIA activity: the firm is affiliated with broker-dealers, a futures commission merchant, an insurance company, and other investment adviser entities. Ownership is listed as a domestic entity and individual.