VENTURA WEALTH MANAGEMENT

RIASEC RegisteredEst. 2010
Total AUM
$713M
Discretionary
$713M
100% of AUM
Avg account
$400K
Accounts
1,783
Employees
12
Advisory reps
10

Firm details

Headquarters
YARDLEY, Pennsylvania
CRD number
152301
Registered since
January 4, 2010
Custodians
PERSHING LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI74.6%
  • Individuals15.18%
  • Pension & Profit Sharing Plans7.36%
  • Charitable Organizations2.72%
  • Corporations / Businesses0.13%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Ventura Wealth Management is an independent registered investment adviser organized as a limited liability company and SEC-registered since 2010. The firm is individually owned and serves both individual and family clients as well as institutional mandates. It combines advisory work—financial planning, portfolio management for individuals and small businesses, and pension consulting—with broker-dealer and insurance brokerage activities; the firm also acts as a registered representative of a broker-dealer. Fee arrangements include percentage-of-AUM billing plus hourly and fixed-fee engagements. Ventura Wealth Management does not flag itself as an active ESG investor and is not structured as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 66%, Public Funds/Mutual Funds 26%, Cash & Cash Equivalents 4%, US Government Bonds 3%, State & Local Bonds 1%66%
  • Exchange Traded Equities66%
  • Public Funds/Mutual Funds26%
  • Cash & Cash Equivalents4%
  • US Government Bonds3%
  • State & Local Bonds1%

Owners & executives

3 of 3
  • WALTER GILMORE

    Chief Compliance OfficerCRD 1996728

  • THOMAS CAHILL

    Partner and Chief Investment OfficerCRD 2281391

  • DANIEL MCELWEE

    Partner, Chief Operating OfficerCRD 5436716

Contacts

3 of 7
  • Lucas Morreale

    Wealth ManagerCRD 7373253

  • William Purdy

    Wealth ManagerCRD 6598992

  • NICHOLAS VENTURA

    Founding PartnerCRD 726136

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 201

Active vs passive

$200M in ETFs

Passive

86%

$171M

Active

8%

$29.1M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD TRUST (GLD)State StreetPassiveCommodities Focused$11.6M26,9475.79%

Location

Primary office

YARDLEY, PA

BUCKS

Location

YARDLEY, PA

Headquartered in YARDLEY, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
BUCKS
Address
820 Township Line Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth