Ventura Wealth Management

RIASEC Registered
Total AUM
$713M
Discretionary
$713M
100% of AUM
Avg account
$400K
Accounts
1,783
Employees
12
Advisory reps
10

Firm details

Headquarters
Yardley, Pennsylvania
CRD number
152301
Registered since
January 4, 2010
Website
venturawealth.com
Custodians
PERSHING LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI74.6%
  • Individuals15.18%
  • Pension & Profit Sharing Plans7.36%
  • Charitable Organizations2.72%
  • Corporations / Businesses0.13%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Ventura Wealth Management is an independent, owner-operated registered investment adviser organized as an LLC. The firm has been SEC-registered since 2010 and serves a mix of individual and family clients as well as institutional investors. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and pension consulting. Ventura also operates as a registered representative of a broker-dealer and as an insurance broker, and it notes an industry affiliation with an insurance company. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee options.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 66%, Public Funds/Mutual Funds 26%, Cash & Cash Equivalents 4%, US Government Bonds 3%, State & Local Bonds 1%66%
  • Exchange Traded Equities66%
  • Public Funds/Mutual Funds26%
  • Cash & Cash Equivalents4%
  • US Government Bonds3%
  • State & Local Bonds1%

Owners & executives

3 of 3
  • Daniel Mcelwee

    Daniel Mcelwee

    Partner, Chief Operating OfficerCRD 5436716

  • Thomas Cahill

    Thomas Cahill

    Partner and Chief Investment OfficerCRD 2281391

  • Walter Gilmore

    Walter Gilmore

    Chief Compliance OfficerCRD 1996728

Contacts

3 of 7
  • Roger Klein

    Roger Klein

    Senior EconomistCRD 4372678

  • Nicholas Ventura

    Nicholas Ventura

    Founding PartnerCRD 726136

  • William Purdy

    William Purdy

    Wealth ManagerCRD 6598992

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 219

Active vs passive

$216M in ETFs

Passive

85%

$184M

Active

5%

$32.1M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF (HYG)BlackRockPassiveHigh Yield Bond$11.4M148,2635.31%
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Location

Primary office

Yardley, PA

Bucks

Location

Yardley, PA

Headquartered in Yardley, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Bucks
Address
820 Township Line Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth