PROMETHEUS CAPITAL MANAGEMENT CORP.

RIASEC RegisteredEst. 2018
Total AUM
$398M
Discretionary
$0
0% of AUM
Avg account
$456K
Accounts
872
Employees
4
Advisory reps
3

Firm details

Headquarters
YARDLEY, Pennsylvania
CRD number
121982
Registered since
April 27, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI92.63%
  • Individuals6.74%
  • Pension & Profit Sharing Plans0.6%
  • Corporations / Businesses0.03%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Prometheus Capital Management Corp. is an independent registered investment adviser structured as a corporation and SEC-registered in 2018. The firm serves both high-net-worth individuals and institutional clients, providing a mix of financial planning, portfolio management for individuals and businesses, and pension consulting. Prometheus also operates as an insurance broker, which feeds into its use of annuities alongside traditional advisory services. The firm reports that it does not operate as a capital allocator or an active ESG investor. Its fee models include a percentage of assets under management as well as hourly and fixed-fee engagements. A notable operational characteristic is that the firm’s assets are managed on a non-discretionary basis, indicating an emphasis on advisory and consultative relationships where clients retain trading authority.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 89%, Exchange Traded Equities 4%, US Government Bonds 3%, Cash & Cash Equivalents 3%, Other 1%89%
  • Public Funds/Mutual Funds89%
  • Exchange Traded Equities4%
  • US Government Bonds3%
  • Cash & Cash Equivalents3%
  • Other1%

Owners & executives

1 of 1
  • JAMES HADAWAY

    Chief Compliance OfficerCRD 3070075

Contacts

2 of 2
  • STEPHEN WETZEL

    PresidentCRD 2170936

  • NICHOLAS WETZEL

    IARCRD 7096073

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

YARDLEY, PA

BUCKS

Location

YARDLEY, PA

Headquartered in YARDLEY, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
BUCKS
Address
30 S Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth