VCC ADVISORS, LLC

RIASEC RegisteredEst. 2019
Total AUM
$957M
Discretionary
$957M
100% of AUM
Avg account
$957M
Accounts
1
Employees
78
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
301023
Registered since
April 19, 2019
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Business Development Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

VCC Advisors, LLC is a small, institutionally focused adviser that provides portfolio management to investment companies and acts as a sponsor/manager of pooled vehicles. The firm is SEC-registered (since 2019) and organized as a limited liability company. Its client base is institutional and its business model pairs a standard percentage-of-AUM fee schedule with performance-based fees, which signals an emphasis on active management and incentive alignment with the underlying funds or accounts it manages. Regulatory and affiliation markers point to a multi-role operating structure: VCC Advisors is associated with broker-dealer activity, other investment adviser activity, and is listed as a CPO/CTA and sponsor, general partner or managing member of pooled investment vehicles. That mix suggests the firm runs pooled investment products (investment companies or private funds) and executes the associated trading, operations and sponsor duties rather than acting solely as a discretionary adviser to retail households. The firm is not identified as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • WALTER OWENS

    CEOCRD 2700341

  • Robert Bourgeois

    Partner & Chief Financial OfficerCRD 6613074

  • KATHERINE SQUIRE

    Chief Administrative OfficerCRD 6738205

Contacts

2 of 2
  • NANCY LYNCH

    Assistant SecretaryCRD 6390960

  • NADINE LE GALL

    Head of ComplianceCRD 4358239

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
151 W 42nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth