Kingdon Capital Management, L.L.C.

RIASEC Registered

Total AUM

$960M

Discretionary

$960M

100% of AUM

Avg account

$120M

Accounts

8

Employees

19

Advisory reps

3

Firm details

Headquarters: New York, New York
CRD number: 157509
Registered since: March 30, 2012
Website: kingdon.com
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles100%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Kingdon Capital Management, L.L.C. is a hedge-fund–style adviser organized as an LLC and registered with the SEC in 2012. The firm targets institutional clients and operates both as an adviser to pooled investment vehicles and as a manager/adviser for institutional and smaller business portfolios. Its business footprint includes CPO/CTA activity and serving as sponsor, general partner or managing member of pooled vehicles. Compensation is a mix of asset-based fees and performance fees. The firm is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

2 of 2

William Walsh
CFOCRD 6019879
Richard Weinstein
Chief Operating Officer & General CounselCRD 4387384

Contacts

1 of 1

Mark Kingdon
ShareholderCRD 6019878

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 2

Active vs passive

$20.7M in ETFs

Passive

100%

$20.7M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
INVESCO SOLAR ETF (TAN)	Invesco	Passive	Miscellaneous Sector	$10.4M	175,000	50.00%

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Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: New York
Address: 125 W 57th St
Time zone: ET (UTC-5)
Office locations

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