Vaughan Nelson Investment Management, L.P.

RIASEC Registered

Total AUM

$12.2B

Discretionary

$12.2B

100% of AUM

Avg account

$32.3M

Accounts

379

Employees

Advisory reps

Firm details

Headquarters: Houston, Texas
CRD number: 106975
Registered since: April 25, 1996
Website: www.vaughannelson.com
Custodians: STATE STREET BANK AND TRUST COMPANY
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Investment Companies39.41%
Corporations / Businesses18.76%
Other Investment Advisers9.16%
Charitable Organizations7.93%
Pension & Profit Sharing Plans6.07%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Vaughan Nelson Investment Management, L.P. is an institutional registered investment adviser that has been SEC‑registered since 1996. The firm serves both individual and family clients as well as institutional investors, providing portfolio management across individual/small business accounts, investment companies, pooled vehicles and institutional mandates. Its compensation model combines percentage‑of‑AUM fees with performance‑based fees, and it identifies as an active ESG investor. The firm’s organizational footprint includes both domestic entity and individual ownership. Vaughan Nelson operates within a broad set of industry roles and relationships — including connections to broker‑dealers, custodial and trust providers, banking/thrift institutions, insurance companies, and sponsor/GP activity for pooled investment vehicles — which supports its work across managed accounts and pooled structures.