Vaquero Capital LLC

Broker-DealerFINRA MemberEst. 2006
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
137753
Registered since
January 31, 2006

Firm profile

FINTRX

Overview

Vaquero Capital LLC is an SEC-registered limited liability company formed in 2006 and classified in the data as an investment bank under individual ownership. The available profile contains minimal public disclosure about its business lines: the firm is not identified as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser. Fields for client base, fee structure, advisory activities, and affiliated activities were left blank in the source record. The lack of descriptive information about advisory services and client segments leaves room for multiple interpretations: Vaquero Capital may focus on transactional investment‑banking work rather than running discretionary investment mandates, may operate on a non‑advisory or private project basis, or may simply not report typical RIA metrics publicly. Any evaluation of the firm should proceed on the basis that standard RIA disclosures (AUM, account counts, fee schedules) are not available in the provided data.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Michael Kraus

    Michael Kraus

    Compliance OfficerCRD 1270274

  • David Grove

    David Grove

    Managing Partner and FounderCRD 4176689

  • Carol Kinzer

    FinOpCRD 4519471

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
1414 Castro St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth