M Holdings Securities, Inc.

Broker-DealerFINRA Member

Total AUM

$3.2B

Discretionary

$2B

61% of AUM

Accounts

8,115

Employees

1,442

Advisory reps

659

Brokerage reps

709

Firm details

Headquarters: Portland, Oregon
CRD number: 43285
Registered since: March 14, 2000
Website: mfin.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals58.64%
HNWI35.88%
Corporations / Businesses5.11%
Pension & Profit Sharing Plans0.37%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

M Holdings Securities, Inc. operates as a broker-dealer and insurance broker that also provides advisory services. The firm is SEC-registered (initial registration recorded in 2000) and serves both individual/family clients and institutional clients. Advisory capabilities include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of outside advisers, and investor education through publications and workshops. The firm offers fee arrangements that include percentage-of-AUM billing as well as hourly and fixed-fee engagements, and it identifies itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities49%
Public Funds/Mutual Funds39%
Cash & Cash Equivalents10%
US Government Bonds2%
State & Local Bonds2%

Owners & executives

3 of 39

Christopher Mckinley
Chief Compliance Officer & Director of TechnologyCRD 5693671
Juan Ruiz
Chief Executive OfficerCRD 5284818
Lauren Thomas
CEOCRD 5301259