Steward Partners Investment Solutions, LLC

Broker-DealerFINRA MemberEst. 1936

Total AUM

—

Advisory reps

511

Avg account

$0

Firm details

Headquarters: Portland, Oregon
CRD number: 1254
Registered since: January 1, 1936
Website: www.stewardpartners.com

Firm profile

FINTRX

Overview

Steward Partners Investment Solutions, LLC is an LLC-level advisory firm that has been SEC-registered since 1936. The firm is classified as an unclassified adviser and is not described as a capital allocator. Public information flags the firm as an active ESG investor. Several standard firm fields (fee structure, client segmentation and advisory activity descriptions) are not provided in the source data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities57%
Public Funds/Mutual Funds30%
Cash & Cash Equivalents5%
State & Local Bonds4%
Non-Exchange Traded Equities1%

Owners & executives

3 of 5

Valerie Rivera
Chief Operating OfficerCRD 4878906
Robert Guldner
Chief Compliance OfficerCRD 2283980
Jeani Winterbourne
President, Chief Operating OfficerCRD 1075564

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Contacts

3 of 506

Jessica Penovich
Vice President, PartnerCRD 5970223
Christopher Stief
Executive DirectorCRD 5282817
Ellen Fitzgerald
Investment Advisor RepresentativeCRD 6439773

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 101

Active vs passive

$265M in ETFs

Passive

99%

$262M

Active

1%

$3.2M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
VANGUARD 500 INDEX FUND (VOO)	Vanguard	Passive	Large Blend	$25.8M	53,631	9.71%

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Primary office

Portland, OR

Washington

Location

Portland, OR

Headquartered in Portland, OR, anchoring the Portland-Vancouver-Salem, OR-WA metro in the West.

Metro area: Portland-Vancouver-Salem, OR-WA
Region: West
County: Washington
Address: 15495 Sw Sequoia Pkwy
Time zone: PT (UTC-8)
Office locations

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