VANGUARD PERSONALIZED INDEXING MANAGEMENT

RIASEC RegisteredEst. 2019
Total AUM
$11.4B
Discretionary
$11.4B
100% of AUM
Avg account
$2.8M
Accounts
4,085
Employees
39
Advisory reps
11

Firm details

Headquarters
OAKLAND, California
CRD number
285366
Registered since
January 30, 2019
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Other Investment Advisers99.4%
  • Corporations / Businesses0.58%
  • HNWI0.02%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Vanguard Personalized Indexing Management LLC is a registered advisory firm that provides portfolio management and financial planning services, primarily for individual and family clients as well as institutional accounts. The firm charges fees based on a percentage of assets under management and may also bill hourly for certain services. It is identified as an active ESG investor and lists portfolio management for individuals/small businesses among its core advisory activities. The firm maintains a range of industry relationships, including affiliations with broker-dealers, municipal advisor registrations, trust and banking entities, insurance companies, and roles as sponsor or manager of pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 98%, Public Funds/Mutual Funds 1%, Cash & Cash Equivalents 1%98%
  • Exchange Traded Equities98%
  • Public Funds/Mutual Funds1%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • MARC STEWART

    Chief Compliance OfficerCRD 2688699

Contacts

3 of 10
  • SHERWOOD YUEN

    Senior Portfolio ConsultantCRD 4438121

  • MICHAEL MORRISSEY

    Head of DistributionCRD 5385495

  • JOHN BENDL

    PrincipalCRD 6931980

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 66

Active vs passive

$81M in ETFs

Passive

96%

$77.7M

Active

2%

$3.3M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD EMERGING MARKETS STOCK INDEX FUND (VWO)VanguardPassiveDiversified Emerging Mkts$7.3M135,6269.05%

Location

Primary office

OAKLAND, CA

ALAMEDA

Location

OAKLAND, CA

Headquartered in OAKLAND, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
ALAMEDA
Address
1611 Telegraph Ave
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth