Vanguard Alternative Assets Adviser, LLC

RIASEC RegisteredEst. 2026
Total AUM
Avg account
$0
Accounts
0
Employees
47
Advisory reps
6

Firm details

Headquarters
Malvern, Pennsylvania
CRD number
341357
Registered since
April 22, 2026
Fee structure
Percentage of AUM, Performance Based Fees
Services
Selection of Other Advisers

Firm profile

FINTRX

Overview

Vanguard Alternative Assets Adviser, LLC is organized as a limited liability company and is classified as an institutional registered investment adviser. The firm is described in the source as a capital allocator that focuses on selecting other advisers rather than running a traditional retail advisory platform. It is identified as a related adviser and lists ownership as a combination of a domestic entity and an individual. The adviser is not flagged as an active ESG investor and is not designated as a multistate adviser in the source. The reported fee structures include a percentage-of-AUM component alongside performance‑based fees. The source lists an SEC registration year of 2026. Industry affiliations tied to the firm span a wide set of roles: broker‑dealer, other investment adviser, registered municipal advisor, CPO/CTA, banking or thrift institution, trust company, insurance company, pension consultant, and sponsor/GP/managing member of pooled investment vehicles. The firm’s stated advisory activity centers on the selection of other advisers.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Carrie Simons

    Chief Financial OfficerCRD 2827235

  • John Schadl

    John Schadl

    Principal, Deputy General Counsel and Chief Compliance OfficerCRD 6931790

Contacts

3 of 4
  • Matthew Piro

    ManagerCRD 4598976

  • Katherine Pope

    CCOCRD 5772339

  • Christine Buchanan

    ManagerCRD 6282100

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Malvern, PA

Chester

Location

Malvern, PA

Headquartered in Malvern, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Chester
Address
100 Vanguard Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth