VALLEY WEALTH STRATEGIES, LLC

RIASEC RegisteredEst. 2018

Total AUM

$1.4B

Discretionary

$448M

31% of AUM

Avg account

$214K

Accounts

6,774

Employees

Advisory reps

Firm details

Headquarters: LODI, California
CRD number: 289737
Registered since: April 27, 2018
Website: valleywealthstrategies.com
Custodians: CHARLES SCHWAB & CO., INC., LPL FINANCIAL LLC, MATRIX SECURITIES, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals60.13%
HNWI34.19%
Charitable Organizations2.88%
Pension & Profit Sharing Plans2.63%
Corporations / Businesses0.17%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Valley Wealth Strategies, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2018. The firm serves both individual and family clients as well as institutional accounts, and it operates as a capital allocator — routinely placing client assets into third‑party managers and pooled vehicles. Core advisory services include financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. Fee arrangements are flexible and include percentage-of-AUM billing alongside hourly and fixed-fee options. The firm is not identified as an active ESG investor. The snapshot lists the owner type as an individual and notes an industry affiliation with an insurance company. Valley Wealth Strategies is classified as an independent RIA and is explicitly identified as a capital allocator, which aligns with its use of external alternative managers and mutual funds in client portfolios.