AL LOCY FINANCIAL SERVICES LLC
Firm details
- Headquarters
- LODI, California
- CRD number
- 135869
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals73.58%
- HNWI26.42%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
AL Locy Financial Services LLC operates as a limited liability company focused on providing portfolio management services primarily for individuals and small businesses. The firm employs a fee structure based on a percentage of assets under management, aligning its interests with those of its clients. While the firm does not actively engage in ESG investing, it does offer a range of financial products beyond traditional investment management.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities53%
- Cash & Cash Equivalents42%
- Public Funds/Mutual Funds5%
Contacts
1 of 1ALBERT LOCY
Financial AdvisorCRD 1421454
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
LODI, CA
SAN JOAQUIN
Location
LODI, CA
Headquartered in LODI, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SAN JOAQUIN
- Address
- 1300 W Lodi Ave
- Time zone
- PT (UTC-8)
- Office locations
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