Valicenti Advisory Services Inc
Firm details
- Headquarters
- Elmira, New York
- CRD number
- 110669
- Registered since
- July 6, 1983
- Website
- valicenti.com
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI50%
- Individuals35%
- Charitable Organizations10%
- Corporations / Businesses5%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Valicenti Advisory Services Inc is an independent, corporation-structured registered investment adviser that has been SEC-registered since 1983. The firm is owner-operated (individual owner) and provides advisory services to both individual and family clients as well as institutional investors. Its client-facing work centers on financial planning and discretionary portfolio management for individuals and small businesses. Compensation is primarily a percentage of assets under management, supplemented by hourly fees for some services. The firm does not self-identify as an active ESG investor, is not a multi-state registered adviser, and does not act as a capital allocator or pension consultant. It reports an affiliation with an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities45%
- Investment Grade Corp Bonds22%
- Public Funds/Mutual Funds15%
- US Government Bonds8%
- State & Local Bonds5%
Owners & executives
1 of 1
Joseph Valicenti
President, CEOCRD 2788600
Contacts
3 of 3
Jeffrey Naylor
Executive Vice PresidentCRD 2788601
Louis Ruize
Portfolio Manager, DirectorCRD 4523208
Andrew Cartwright
Security AnalystCRD 8142983
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 36Active vs passive
$144M in ETFs
95%
$137M
5%
$6.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP ETF (SCHX) | Schwab | Passive | Large Blend | $42M | 1,428,237 | 29.25% |
Location
Elmira, NY
Chemung
Location
Elmira, NY
Headquartered in Elmira, NY, anchoring the Elmira-Corning, NY metro in the Northeast.
- Metro area
- Elmira-Corning, NY
- Region
- Northeast
- County
- Chemung
- Address
- 400 E Water St
- Time zone
- ET (UTC-5)
- Office locations
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