The Mustico Financial Group, Inc.
Firm details
- Headquarters
- Elmira, New York
- CRD number
- 125763
- Registered since
- May 29, 2007
- Website
- www.musticofinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals51.73%
- HNWI47.69%
- Corporations / Businesses0.44%
- Charitable Organizations0.14%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
The Mustico Financial Group, Inc. is an independent, privately owned registered investment adviser that has been SEC-registered since 2007. The firm focuses on serving individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Its advisory fees combine a percentage-of-assets model with the option of hourly charges. The firm does not position itself as a capital allocator, does not identify as an active ESG investor, and is not flagged as a multi-state or pension consultant adviser. The firm lists a law firm among its industry affiliations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds45%
- Exchange Traded Equities42%
- Cash & Cash Equivalents8%
- Investment Grade Corp Bonds5%
Contacts
3 of 4
Elizabeth Mustico
AssistantCRD 8121679
Xavier Mustico
Financial AdvisorCRD 6705118
Michael Mustico
PresidentCRD 3182926
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 32Active vs passive
$165M in ETFs
91%
$150M
9%
$15M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 EQUAL WEIGHT ETF (RSP) | Invesco | Passive | Large Blend | $31.7M | 148,683 | 19.19% |
Location
Elmira, NY
Chemung
Location
Elmira, NY
Headquartered in Elmira, NY, anchoring the Elmira-Corning, NY metro in the Northeast.
- Metro area
- Elmira-Corning, NY
- Region
- Northeast
- County
- Chemung
- Address
- 221 W Church St
- Time zone
- ET (UTC-5)
- Office locations
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