THE MUSTICO FINANCIAL GROUP, INC.

RIASEC RegisteredEst. 2007
Total AUM
$317M
Discretionary
$311M
98% of AUM
Avg account
$679K
Accounts
466
Employees
4
Advisory reps
4

Firm details

Headquarters
ELMIRA, New York
CRD number
125763
Registered since
May 29, 2007
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals51.73%
  • HNWI47.69%
  • Corporations / Businesses0.44%
  • Charitable Organizations0.14%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

The Mustico Financial Group, Inc. is an independent registered investment adviser that has been SEC-registered since 2007. The firm serves individual and family clients with a mix of financial planning and portfolio management services, including work for small-business owners. Its fee model combines a percentage-of-AUM charge with hourly billing. Filings indicate an individual owner and an industry affiliation with a law firm. The adviser does not identify itself as an active ESG investor and is not reported to operate as a capital allocator or multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 45%, Exchange Traded Equities 42%, Cash & Cash Equivalents 8%, Investment Grade Corp Bonds 5%45%
  • Public Funds/Mutual Funds45%
  • Exchange Traded Equities42%
  • Cash & Cash Equivalents8%
  • Investment Grade Corp Bonds5%

Contacts

3 of 4
  • Elizabeth Mustico

    AssistantCRD 8121679

  • Xavier Mustico

    Financial AdvisorCRD 6705118

  • MICHAEL MUSTICO

    PresidentCRD 3182926

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 28

Active vs passive

$148M in ETFs

Passive

92%

$136M

Active

8%

$12.6M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO S&P 500 EQUAL WEIGHT ETF (RSP)InvescoPassiveLarge Blend$30.3M150,97320.46%

Location

Primary office

ELMIRA, NY

CHEMUNG

Location

ELMIRA, NY

Headquartered in ELMIRA, NY, anchoring the Elmira-Corning, NY metro in the Northeast.

Metro area
Elmira-Corning, NY
Region
Northeast
County
CHEMUNG
Address
221 W Church St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth