Usca Securities LLC

Overview

Usca Securities LLC is the broker-dealer arm within a broader U.S. Capital Advisors group centered in Houston. The entity offers brokerage services (member FINRA/SIPC) while investment advisory and asset-management activities are routed through affiliated firms including U.S. Capital Wealth Advisors, LLC and USCA Asset Management LLC; municipal advisory work is handled by USCA Municipal Advisors LLC (MSRB-registered). The firm’s private-wealth platform was expanded in 2021 when its wealth management subsidiary aligned with Legacy One Financial Advisors to operate as U.S. Capital Wealth Advisors, creating a combined capability set that pairs regional, client-facing coverage with access to national custody and clearing relationships. Usca positions itself as an independent broker-dealer that supports a full-service wealth-management ecosystem. Its stated emphasis is on delivering integrated planning and execution—investments, tax-exempt fixed income, lending and insurance—while leveraging institutional capital markets and public-finance capabilities when clients require access to underwriting, capital-raising or municipal bond markets.

Investments & Alternatives

Location & Offices