USCA SECURITIES LLC

Overview

U.S. Capital Advisors operates as a multi-entity wealth management and capital markets platform centered in Houston. The broader group includes U.S. Capital Wealth Advisors and USCA Asset Management LLC for advisory services, USCA Securities, LLC for brokerage, and USCA Municipal Advisors LLC for municipal advisory work. The wealth management arm grew out of a 2010 founding team and in 2021 aligned with Legacy One Financial Advisors to expand its USCWA business. The legal broker-dealer element has an earlier SEC registration date on record. The firm positions itself between a regional wealth manager and a full-service capital markets provider: it markets personalized wealth planning, investment management and family/executive services while also maintaining an institutional capital markets and municipal finance capability. Custody and clearing relationships with large national firms provide access to custody, trading infrastructure and third-party investment solutions.

Investments & Alternatives

Location & Offices