Efficient Markets LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
102100
Registered since
March 28, 2000

Firm profile

FINTRX

Overview

Efficient Markets LLC is organized as a limited liability company and has been SEC-registered since 2000. Ownership is listed as a mix of a domestic entity and an individual. The firm’s public disclosures classify it as unclassified and indicate it does not act as a capital allocator. It is not identified as an active ESG investor, is not registered as a multi-state adviser, and is not described as a pension consultant or related adviser. The firm has not provided detail in the available source about advisory activities, client segments, fee schedules, or specific business lines. That absence of disclosure limits the ability to profile its client focus or investment approach from public data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Chris Atherton

    CEO & PresidentCRD 4582381

Contacts

3 of 5
  • Cody Felton

    Cody Felton

    Managing DirectorCRD 6113329

  • Ethan House

    Ethan House

    Managing DirectorCRD 4923896

  • Shari Roge

    CCOCRD 1312012

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
1902 Washington Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth