EFFICIENT MARKETS LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
HOUSTON, Texas
CRD number
102100
Registered since
March 28, 2000

Firm profile

FINTRX

Overview

Efficient Markets LLC is organized as a limited liability company and has been SEC-registered since 2000. The available regulatory snapshot classifies ownership as a combination of a domestic entity and an individual. The firm’s public profile on FINTRX is minimal: it is labeled as unclassified and is not identified as a capital allocator, multi-state adviser, pension consultant, related adviser, or newly formed adviser. The firm is also not listed as an active ESG investor. Key operational details typically used to characterize a wealth manager — including client demographics, fee structure, stated business lines, and specific advisory services — are not disclosed in the provided data set. That absence makes it difficult to assess target clients, investment mandate, or the advisory model from the FINTRX record alone.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • CHRIS ATHERTON

    CEO & PresidentCRD 4582381

Contacts

3 of 5
  • CODY FELTON

    Managing DirectorCRD 6113329

  • ETHAN HOUSE

    Managing DirectorCRD 4923896

  • SHARI ROGE

    CCOCRD 1312012

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
1902 Washington Ave
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth