Uptown Capital Advisors
Firm details
- Headquarters
- Dallas, Texas
- CRD number
- 171401
- Registered since
- May 28, 2025
- Website
- www.uptowncapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI89.16%
- Individuals7.53%
- Charitable Organizations3.31%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Uptown Capital Advisors is an independent, LLC-structured registered investment adviser that began SEC registration in 2025. The firm is owner-managed and bills clients on a percentage-of-AUM basis. Its client mix spans high-net-worth individuals and families as well as institutional and business clients. Core services include financial planning and discretionary portfolio management for individuals, small businesses, and larger business or institutional accounts. Uptown identifies as an active ESG investor and lists an affiliation with a law firm in its network. The firm is not structured as a capital allocator; it relies on third-party managers for alternative exposures.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds81%
- Exchange Traded Equities12%
- US Government Bonds3%
- State & Local Bonds2%
- Cash & Cash Equivalents2%
Contacts
2 of 2
James Sawers
PresidentCRD 6331584
Christopher Carrie
Managing MemberCRD 4655871
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 65Active vs passive
$155M in ETFs
98%
$152M
1%
$3.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD MORNINGSTAR GROWTH INDEX FUND (VUG) | Vanguard | Passive | Large Growth | $17.1M | 189,861 | 11.04% |
Location
Dallas, TX
Dallas
Location
Dallas, TX
Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Dallas
- Address
- 2911 Turtle Creek Blvd
- Time zone
- CT (UTC-6)
- Office locations
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