Certified Financial Strategies Corporation

RIASEC Registered

Total AUM

$144M

Discretionary

$115M

79% of AUM

Avg account

$472K

Accounts

306

Employees

Advisory reps

Firm details

Headquarters: Dallas, Texas
CRD number: 114361
Registered since: May 8, 2025
Website: www.cfscorp.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI67.57%
Individuals27.58%
Other2.46%
Pension & Profit Sharing Plans1%
Charitable Organizations0.8%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Certified Financial Strategies Corporation is an independent, individually owned registered investment adviser that provides financial planning and portfolio management services focused on individuals, families and small businesses. The firm combines advisory work with accounting services and uses a mix of fee arrangements (percentage of AUM, hourly charges, and fixed fees). Certified Financial Strategies Corporation is SEC-registered (2025) and operates as a single-state adviser; it does not identify as an active ESG investor.