Upper Left Wealth Management, LLC
Firm details
- Headquarters
- ,
- CRD number
- 288762
- Registered since
- March 25, 2022
- Website
- www.upperleftwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC., THE VANGUARD GROUP, INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI70.5%
- Pension & Profit Sharing Plans14.62%
- Charitable Organizations7.88%
- Individuals7%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Upper Left Wealth Management, LLC is an independent, individual-owned RIA that registered with the SEC in 2022. The firm serves both individuals/families and institutional clients and charges fees based on a percentage of assets under management. Its advisory menu emphasizes financial planning and discretionary portfolio management for individuals, small businesses and institutions, and it lists pension consulting among its advisory capabilities. The firm does not identify as an active ESG investor and is not structured as a capital allocator; it sources third-party managers for alternative exposures.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds98%
- Exchange Traded Equities1%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1
Randy Kurtz
CIOCRD 4579297
Contacts
1 of 1
Anthony Wall
DirectorCRD 4639238
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 71Active vs passive
$235M in ETFs
66%
$154M
5%
$80.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $34.1M | 380,177 | 14.54% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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