Upper Left Wealth Management, LLC

RIASEC RegisteredEst. 2022

Total AUM

$201M

Discretionary

$173M

86% of AUM

Avg account

$544K

Accounts

370

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 288762
Registered since: March 25, 2022
Website: www.upperleftwealth.com
Custodians: CHARLES SCHWAB & CO., INC., THE VANGUARD GROUP, INC.
Fee structure: Percentage of AUM
Client types: HNWI70.5%
Pension & Profit Sharing Plans14.62%
Charitable Organizations7.88%
Individuals7%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Upper Left Wealth Management, LLC is an independent registered investment adviser that began SEC registration in 2022 and is owned by an individual. The firm serves both individuals/families and institutional clients and bills on a percentage-of-AUM basis. Its advisory services focus on financial planning and portfolio management across individual, small business and institutional client segments, and it offers pension consulting services. The firm does not describe itself as an ESG-focused investor, is not a multi-state adviser, and does not act as a capital allocator or run proprietary investment funds; instead it relies on third‑party managers where alternatives are involved.