Regents Partners, LLC

RIASEC RegisteredEst. 2022
Total AUM
$201M
Discretionary
$201M
100% of AUM
Avg account
$615K
Accounts
327
Employees
3
Advisory reps
1

Firm details

Headquarters
,
CRD number
322915
Registered since
September 1, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI41.2%
  • Pooled Investment Vehicles33.01%
  • Individuals25.79%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Regents Partners, LLC operates as a hedge fund–style advisory firm serving both high-net-worth individuals and institutional clients. The firm is organized as an LLC and follows a percentage-of-AUM fee model. Its advisory work spans direct portfolio management for individuals and small businesses, management of pooled investment vehicles, and portfolio advisory for business and institutional clients. Regents Partners is not an active ESG investor and is not registered as a multi-state adviser. Investment activity shows a clear tilt toward equities as the core exposure, supplemented by private funds and third-party alternative managers. The firm acts as sponsor, general partner, or managing member for pooled vehicles it manages, indicating hands-on involvement in some private fund strategies. Regents Partners also allocates to mutual funds for certain exposures and uses private placements and real estate when looking to add illiquidity premia and diversification outside public markets.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 72%, Derivatives 23%, Cash & Cash Equivalents 3%, Public Funds/Mutual Funds 2%72%
  • Exchange Traded Equities72%
  • Derivatives23%
  • Cash & Cash Equivalents3%
  • Public Funds/Mutual Funds2%

Owners & executives

1 of 1
  • R Matthew Tullis

    R Matthew Tullis

    Founder & CIOCRD 2191556

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth