Upmarket Securities LLC
Firm details
- Headquarters
- Milpitas, California
- CRD number
- 295634
- Registered since
- May 1, 2019
- Website
- www.upmarket.co
Firm profile
FINTRXOverview
Upmarket Securities LLC is a limited liability company that registered with the SEC in 2019. Public records classify the firm as unclassified and list the owner type as a domestic entity and individual. The dataset indicates the firm is not designated as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Robert Daniels
Chief Compliance OfficerCRD 5437527
Contacts
3 of 15
Nathaniel Francescato
Director of Compliance & OperationsCRD 5793996
Chieh Pan
Registered RepresentativeCRD 6637728
Hui Chen
DirectorCRD 5985515
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Milpitas, CA
Santa Clara
Location
Milpitas, CA
Headquartered in Milpitas, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Santa Clara
- Address
- 1525 Mc Carthy Blvd
- Time zone
- PT (UTC-8)
- Office locations
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