Upmarket Securities LLC
Firm details
- Headquarters
- Milpitas, California
- CRD number
- 295634
- Registered since
- May 1, 2019
- Website
- www.upmarket.co
Firm profile
FINTRXOverview
Upmarket Securities LLC is organized as a limited liability company and is registered with the SEC since 2019. Ownership is listed as a combination of a domestic entity and an individual. FINTRX classifies the firm as unclassified rather than placing it in a standard adviser subtype. The firm's profile flags several operational attributes: it is not designated as a capital allocator, does not self-identify as an active ESG investor, is not a multi-state adviser, is not categorized as newly formed, and is not listed as a pension consultant or related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Robert Daniels
Chief Compliance OfficerCRD 5437527
Contacts
3 of 15
Nathaniel Francescato
Director of Compliance & OperationsCRD 5793996
Fady Barsoum
Institutional SalesCRD 8246414
Baofeng Chen
Registered RepresentativeCRD 7277438
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Milpitas, CA
Santa Clara
Location
Milpitas, CA
Headquartered in Milpitas, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Santa Clara
- Address
- 1525 Mc Carthy Blvd
- Time zone
- PT (UTC-8)
- Office locations
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