Uphorizon Securities

Overview

Uphorizon Securities is organized as a limited liability company and is recorded as an SEC-registered adviser in 2024. The firm's ownership is listed as a mix of a domestic entity and an individual. In the source data it is classified as "unclassified" and is not identified as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Several typical firm attributes — including client segmentation, fee schedule, core business or advisory activities — were not disclosed in the available record. The dataset also notes that the firm is not flagged as a "newly formed adviser" despite the recent SEC registration year. That combination of attributes and limited public detail suggests the firm has minimal reporting history in FINTRX at this time.

Assets & Accounts

Location & Offices