Up&Up Capital, Inc.

RIAState Registered
Total AUM
$137K
Discretionary
$137K
100% of AUM
Avg account
$17.1K
Accounts
8
Employees
1
Advisory reps
1

Firm details

Headquarters
Glendale, California
CRD number
315567
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Up&Up Capital, Inc. is an independent, California state-registered advisory firm organized as a corporation and owned by an individual. The firm focuses on serving individuals and families, providing financial planning, portfolio management for individuals and small businesses, and educational seminars or workshops. Its client billing mixes percentage-of-AUM fees with hourly charges and fixed fees. Up&Up does not identify as an active ESG investor and does not operate as a multi-state or pension consulting adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 48%, Cash & Cash Equivalents 48%, Derivatives 2%, Public Funds/Mutual Funds 2%48%
  • Exchange Traded Equities48%
  • Cash & Cash Equivalents48%
  • Derivatives2%
  • Public Funds/Mutual Funds2%

Owners & executives

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Contacts

FINTRX

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Glendale, CA

Los Angeles

Location

Glendale, CA

Headquartered in Glendale, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
127 S Brand Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth