Pacific Global Investment Management Company

RIASEC RegisteredEst. 1992

Total AUM

$87.5M

Discretionary

$86.9M

99% of AUM

Avg account

$442K

Accounts

198

Employees

6

Advisory reps

8

Firm details

Headquarters: Glendale, California
CRD number: 106962
Registered since: June 17, 1992
Website: pacificglobal.us
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI73.42%
Individuals17.85%
Corporations / Businesses5.43%
Charitable Organizations3.3%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Pacific Global Investment Management Company is an independent registered investment adviser organized as a corporation and SEC-registered since 1992. The firm serves both individual/family and institutional clients and delivers fee arrangements that include percentage-of-AUM, hourly, and fixed-fee structures. Core advisory services include financial planning, portfolio management for individuals/small businesses and for businesses or institutions, and pension consulting. The firm is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities96%
Investment Grade Corp Bonds4%

Owners & executives

2 of 2

George Henning
Chairman and CEOCRD 1319433
Barbara Kelley
Chief Compliance OfficerCRD 1460423

Contacts

3 of 6

Becky Farrant
Compliance OfficerCRD 4345065
Julie Ford
Investment Adviser RepresentativeCRD 5026077
Catherine Henning
Senior Vice PresidentCRD 2930190

Unlock 3 more contacts →

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Glendale, CA

Los Angeles

Location

Glendale, CA

Headquartered in Glendale, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area: Los Angeles-Long Beach, CA
Region: West
County: Los Angeles
Address: 500 N Brand Blvd
Time zone: PT (UTC-8)
Office locations

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