United Financial Planning Group LLC
Firm details
- Headquarters
- Hauppauge, New York
- CRD number
- 149843
- Registered since
- May 28, 2018
- Website
- unitedfpg.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI90.06%
- Individuals9.94%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
United Financial Planning Group LLC is an independent registered investment adviser organized as an LLC and operating since its 2018 SEC registration. The firm targets individual and family clients and combines financial planning with portfolio management for individuals and small businesses; it also provides pension consulting services. Its billing mixes percentage-of-AUM fees with hourly and fixed-fee engagements, and the firm identifies an accounting practice among its business activities. FINTRX indicates the firm does not position itself as an active ESG investor and does not act as a capital allocator to external managers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds66%
- US Government Bonds16%
- Cash & Cash Equivalents10%
- Exchange Traded Equities6%
- State & Local Bonds2%
Contacts
3 of 4
Gerard Barrasso
PresidentCRD 5655119
Jose Vivero
Financial AdvisorCRD 6491974
Ryan Derousseau
Financial AdvisorCRD 7684477
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 123Active vs passive
$176M in ETFs
100%
$175M
0%
$879K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD VALUE INDEX FUND (VTV) | Vanguard | Passive | Large Value | $35.3M | 161,587 | 20.07% |
Location
Hauppauge, NY
Suffolk
Location
Hauppauge, NY
Headquartered in Hauppauge, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Suffolk
- Address
- 350 Motor Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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