LEBENTHAL GLOBAL ADVISORS, LLC

RIASEC RegisteredEst. 2017
Total AUM
$972M
Discretionary
$949M
98% of AUM
Avg account
$274K
Accounts
3,546
Employees
30
Advisory reps
26

Firm details

Headquarters
HAUPPAUGE, New York
CRD number
283303
Registered since
May 31, 2017
Custodians
RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI49.23%
  • Individuals39.66%
  • Pension & Profit Sharing Plans11.11%
Services
Portfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Lebenthal Global Advisors, LLC is a privately held investment adviser that provides portfolio management to individuals, families and small businesses, and offers pension consulting services to institutional clients. The firm has been SEC-registered since 2017 and operates as an LLC under individual ownership. Fee arrangements include both percentage-of-AUM billing and fixed fees. Lebenthal reports affiliations with broker-dealers, other investment advisers and an insurance company, and it does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 73%, Exchange Traded Equities 18%, Cash & Cash Equivalents 6%, US Government Bonds 1%, State & Local Bonds 1%, Other 1%73%
  • Public Funds/Mutual Funds73%
  • Exchange Traded Equities18%
  • Cash & Cash Equivalents6%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

2 of 2
  • MICHAEL TAVELLA

    Chief Financial OfficerCRD 6106362

  • DOMINICK TAVELLA

    President, CIOCRD 1069864

Contacts

3 of 24
  • WILLIAM GERMANAKOS

    Regional ManagerCRD 2636755

  • THOMAS KATOVITZ

    Compliance Officer, Operations ManagerCRD 1136616

  • DAVID WALKER

    Investment Advisor RepresentativeCRD 6193025

Unlock 21 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 70

Active vs passive

$574M in ETFs

Passive

76%

$438M

Active

21%

$136M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$50M76,9578.73%

Location

Primary office

HAUPPAUGE, NY

SUFFOLK

Location

HAUPPAUGE, NY

Headquartered in HAUPPAUGE, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
SUFFOLK
Address
200 Parkway Dr S
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth